— Individual approach to every client.

PJSC “JSCB “CAPITAL” performs professional securities trading activity in the stock market of Ukraine:

Dealing activity – based on License Series АГ No. 399460 issued by the Securities and Stock Market State Commission on November 23, 2010, period of validity from October 19, 2007, up to October 19, 2012;

Brokerage activity – based on License Series АГ No. 399459 issued by the Securities and Stock Market State Commission on November 23, 2010, period of validity from October 19, 2007, up to October 19, 2012;

Underwriting – based on License Series АГ No. 399461 issued by the Securities and Stock Market State Commission on October 19, 2007, period of validity from October 19, 2007, up to October 19, 2012;

Securities trading  – based on License Series АГ No. 399462 issued by the Securities and Stock Market State Commission on November 23, 2010, period of validity from July 03, 2008, up to July 03, 2013;

Securities depositary activity - based on License Series АГ No. 399463 issued by the Securities and Stock Market State Commission on November 23, 2010, period of validity from October 19, 2007, up to October 19, 2012.

PJSC “JSCB “CAPITAL” is a member of the Association of the Ukrainian Stock Traders.

PJSC “JSCB “CAPITAL” is a member of the Stock Partnership Association and performs:

• securities transactions in the stock exchange;
• maintenance of the quotations in the stock market;
• provision of the information about the transactions and securities quotations in the First Stock Trading System.

PJSC “JSCB “CAPITAL” is ready to provide you with the following services:

Organization of the issue of the corporate bonds and shares:

• preparation of the decision record about issuing bonds and shares;
• preparation of the prospectus of bonds and shares issue;
• preparation of the documents to register the bonds and shares issue and the report on the bonds and shares placement with the Securities and Stock Market State Commission.

Underwriting

• primary distribution (subscription, purchase) of securities by the bank to investors for, in behalf and at the expense of the issuer;
• maintenance of the bonds and shares quotations in the secondary market in the First Stock Trading System.

Payment agent services

• request of the consolidated register of bonds holders to pay the bond interest rates;
• payment of the interests to the bonds holders;
• payment of the interests and the par value of the bonds in case of offers and redemption of the bonds.

Broker’s services

• rendering intermediary services for the purchase, sale and exchange of securities on the basis of commission and agency agreements;
• concluding agreements for purchase, sale and exchange of securities with a third person for the purpose of the client’s request. The bank acts on its behalf (on behalf of the third person) for and at the expense of the third person.

We can render services in the stock and over-the-counter securities markets.

Promissory note transactions:

All types of transactions involving ordinary and transfer promissory notes stipulated in the current legislation of Ukraine:

•  avalization of promissory notes (bank guarantees of promissory notes);
•  discounting, collection, domiciliation and lodging of promissory notes;
•  authentic expertise of promissory notes;
•  performing the functions of the clearing agency.

Securities maintenance activity

• Performance of transaction by the bank on its behalf with the securities transferred in trust by the client in favour of the client.

Consulting services regarding:

• promissory note circulation;
• taxation of securities transactions;
• preparation for the presentation of regularly reporting (quarterly, annual) and special reporting of the issuer to the Securities and Stock Market State Commission;

   

• preparation, registration and issuance of securities and their further maintenance;

   

• listing procedure in the stock exchange;

   

• reregistration of the property rights for securities with the depository and registrar;

   

• other transactions involving securities.

Analytical services regarding:

• analysis of the securities market, liquidity and value of securities in the stock and over-the-counter markets;

   

• analysis of the issuers’ activity.

   

Securities depository’s services

• opening securities accounts;
• transactions involving securities accounts

Legal support of all stages of transactions involving securities.

 

 

The bank uses a flexible rate system for the clients.

 

 

You can obtain additional information in the Securities Department of PJSC “JSCB “CAPITAL”.

 

 

Contact telephone / fax number: +38 (062) 345-27-76

 

 

E-Mail: poly@capdon.donetsk.ua